Ralph M. Mobley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Mitchell Mobley was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1987. Ralph had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2014 - November 21, 2022
THE WRIGHT LEGACY GROUP, LLC
January 18, 1994 - October 23, 2014
AVANTAX ADVISORY SERVICES
July 17, 1992 - October 23, 2014
AVANTAX INVESTMENT SERVICES, INC.
July 29, 1987 - January 16, 1991
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE WRIGHT LEGACY GROUP, LLC
CRD#: 146934 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 696 |
| AUM (Assets Under Management) | $ 46,228,016 |
Red Flags
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