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Christopher S Knight

CRD# 1710581·Registered 1987 - 1997
Barred: Christopher S Knight was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Christopher S Knight, who also goes by Chris Knight, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1987 - 1997. Christopher had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Knight

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
May 3, 1994 - April 29, 1997
BURNETT, GREY & CO., INC.·CRD# 23430
BD
Atlanta, GA
May 24, 1993 - March 15, 1994
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.·CRD# 13741
BD
El Paso, TX
April 5, 1993 - April 30, 1993
FIRST AMERICAN BILTMORE SECURITIES, INC.·CRD# 17585
BD
August 13, 1992 - December 17, 1992
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
April 8, 1991 - June 25, 1992
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
March 22, 1991 - June 5, 1991
H. STARR FINANCIAL CORP.·CRD# 16631
BD
January 22, 1991 - April 26, 1991
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
March 1, 1989 - December 20, 1990
INVESTORS CENTER, INC.·CRD# 14670
BD
Hauppague, NY
September 24, 1987 - March 10, 1989

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Current Firm

PC
PACIFIC CORTEZ SECURITIES INCORPORATED

LA JOLLA CAPITAL CORPORATION | PACIFIC CORTEZ SECURITIES INCORPORATED | LA JOLLA CAPITAL CORPORATION AND LA JOLLA CAPITAL FINANCIAL CORP

CRD#: 24341 / SEC#: 8-38514
BD
Cancelled by SEC on 07/12/2004

Contact Information

Established

Nevada since 12/16/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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