Ronald D. Sage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Dale Sage, who also goes by Ron Sage, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1988. Ronald had worked at 3 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 1990 - October 18, 1990
SOUTHARD SECURITIES CORPORATION
May 3, 1989 - November 10, 1989
INDEPENDENT RESOURCE SECURITIES, INC.
August 2, 1988 - January 4, 1989
TEXAKOMA FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SOUTHARD SECURITIES CORPORATION
CRD#: 23236 / SEC#: , 8-40306
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
