Larry D. Givens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Dean Givens was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1987. Larry had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2007 - April 30, 2015
INVESTMENT ADVISORS CORP
April 2, 2007 - April 30, 2015
BROKER DEALER FINANCIAL SERVICES CORP.
January 18, 2006 - April 2, 2007
U.S. BANCORP INVESTMENTS, INC.
August 4, 2005 - April 2, 2007
U.S. BANCORP INVESTMENTS, INC.
January 28, 2000 - August 8, 2005
WADDELL & REED
January 20, 2000 - August 8, 2005
WADDELL & REED
January 1, 1998 - December 13, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 13, 1997 - January 1, 1998
NATIONSSECURITIES
September 3, 1996 - August 13, 1997
BOATMEN'S INVESTMENT SERVICES, INC.
July 25, 1994 - September 3, 1996
BANC IV INVESTMENTS, INC.
September 18, 1992 - July 19, 1994
H & R BLOCK FINANCIAL CORPORATION
September 2, 1988 - August 26, 1992
UBS FINANCIAL SERVICES INC.
July 27, 1987 - July 13, 1988
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTMENT ADVISORS CORP
CRD#: 117531 / SEC#: 801-69573
Contact information
Red Flags
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