Neville Golvala
Professional summary
Neville Golvala, who also goes by Neville K Golvala, is a registered financial professional currently at CHOICETRADE located in Carolina, .
Neville is registered as a RR (Registered Representative) and started their career in finance in 1987. Neville has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 14, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neville Golvala's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2000 - Present
CHOICETRADE
May 6, 1996 - November 22, 1999
NEBRASKA HUDSON COMPANY, INC.
September 26, 1994 - May 3, 1996
FLEET ENTERPRISES, INC.
January 27, 1994 - September 16, 1994
THE WELLINGTON GROUP, INC.
October 29, 1987 - June 17, 1993
TOWNSLEY ASSOCIATES & COMPANY, INC.
August 3, 1987 - November 3, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2017)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/6/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
CHOICETRADE
CRD#: 104021 / SEC#: , 8-52511
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
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