Christiaan B. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christiaan Burke Reynolds, who also goes by C B Reynolds, Chris Burke Reynolds, Christiaan B Reynolds, Christian Burke Reynolds, was a registered financial professional .
Christiaan is a previously registered financial professional and started their career in finance in 1994. Christiaan had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2007 - April 30, 2019
FIRST BROKERS SECURITIES LLC
April 26, 2005 - April 23, 2007
NEWEDGE USA, LLC
January 20, 2004 - April 8, 2005
TRADITION SECURITIES AND DERIVATIVES LLC
August 28, 2003 - January 23, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 1994 - March 14, 1997
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST BROKERS SECURITIES LLC
CRD#: 27369 / SEC#: , 8-43035
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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