Gary J. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Joseph Gordon was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1987. Gary had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2001 - July 31, 2001
BERRY-SHINO SECURITIES, INC.
October 11, 2000 - July 5, 2002
LH ROSS & COMPANY, INC.
April 13, 2000 - June 4, 2001
NOBLE CAPITAL MARKETS, INC.
December 19, 1997 - September 24, 1998
LION CAPITAL CORP.
September 15, 1995 - January 17, 1996
LH ROSS & COMPANY, INC.
March 18, 1993 - November 30, 1994
CORTLANDT CAPITAL CORPORATION
November 6, 1992 - March 8, 1993
BUTTONWOOD SECURITIES, INC.
September 7, 1988 - August 20, 1991
G. K. SCOTT & CO., INC.
July 21, 1987 - September 22, 1988
GRAYSTONE NASH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/15/2001
Limited Representative-Equity Trader ExamCurrent Firm
BERRY-SHINO SECURITIES, INC.
CRD#: 38098 / SEC#: , 8-48091
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
