TL
Thomas F. Labrie
WESTMINSTER FINANCIAL ADVISORY CORP
Andover, MA 01810
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CRD#: 1710161
TL
Professional summary
Thomas Francis Labrie is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in Andover, Massachusetts and WESTMINSTER FINANCIAL SECURITIES, INC. located in Andover, Massachusetts.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Thomas has worked at 10 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 9, Series 10, Series 8 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)THOMAS LABRIE, 100 NORTHFIELD DRIVE, WINDSOR, CT
CATEGORY: INSURANCE
INVESTMENT- RELATED: YES
TITLE: AGENT
DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, LIFE SETTLEMENTS AND TRADITIONAL LIFE INSURANCE PRODUCTS.
START DATE: 3/2012
HOURS PER MONTH: 10
HOURS PER MONTH DURING TRADING HOURS: 10
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Francis Labrie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2018 - Present
WESTMINSTER FINANCIAL ADVISORY CORP
Office #1: 166 N. Main Street Suite 7a, Andover, MA 01810RIA
CRD#: 110283
Andover, MA
Current
July 11, 2018 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 166 N Main St Ste 7a, Andover, MA 01810BD
CRD#: 20677
Andover, MA
Past
March 21, 2012 - July 24, 2018
OSAIC FA, INC.
RIA
CRD#: 3978
SYOSSET, NY
Past
March 20, 2012 - July 24, 2018
OSAIC FA, INC.
BD
CRD#: 3978
SYOSSET, NY
Past
October 23, 2009 - March 19, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
WALTHAM, MA
Past
September 17, 2009 - March 19, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
WALTHAM, MA
Past
August 30, 2006 - June 20, 2008
MOORS & CABOT FINANCIAL ADVISORS, LLC
BD
CRD#: 132798
BOSTON, MA
Past
April 10, 2000 - February 5, 2009
MOORS & CABOT, INC.
BD
CRD#: 594
BOSTON, MA
Past
December 21, 1991 - April 18, 2000
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Past
June 28, 1990 - December 6, 1991
COLONIAL INVESTMENT SERVICES
BD
CRD#: 25929
Past
December 13, 1988 - June 7, 1990
KRUPP SECURITIES CORPORATION
BD
CRD#: 10908
BOSTON, MA
Past
August 20, 1987 - November 5, 1988
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/24/2018)
IAR
Arizona(9/24/2018)
IAR
California(7/12/2021)
RR
California(7/13/2021)
RR
Connecticut(7/11/2018)
IAR
Connecticut(7/11/2018)
RR
Florida(11/6/2018)
IAR
Florida(11/4/2020)
RR
Maine(9/21/2018)
IAR
Maine(9/21/2018)
RR
Massachusetts(7/11/2018)
IAR
Massachusetts(7/17/2018)
RR
New Hampshire(9/23/2020)
IAR
New Hampshire(9/23/2020)
RR
New York(9/28/2018)
IAR
North Carolina(11/5/2018)
RR
North Carolina(11/6/2018)
RR
Rhode Island(1/13/2023)
IAR
Rhode Island(1/17/2023)
RR
Texas(8/15/2023)
IAR
Texas(8/17/2023)
RR
Vermont(11/3/2022)
IAR
Vermont(1/17/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/1/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 Chestnut Street Suite A-400, Beavercreek, OH 45440
Mailing Address
Phone number
(937) 898-5010
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2024 | ||
| 02/26/2024 | ||
| 12/09/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESTMINSTER FINANCIAL ADVISORY CORP
CRD#: 110283Andover, MA 01810TRUST BUT VERIFY
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Contact information
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