Douglas J. Vander Linde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Jay Vander Linde, who also goes by Douglas Jay Vanderlinde, Dougls Jay Vander Linde, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1987. Douglas had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2018 - October 3, 2019
IMST DISTRIBUTORS, LLC
March 6, 2014 - December 31, 2015
FORESIDE FUND SERVICES, LLC
September 20, 2013 - November 6, 2013
JARDINE LLOYD THOMPSON CAPITAL MARKETS INC
July 6, 2004 - December 15, 2011
MMC SECURITIES LLC
August 24, 2001 - June 20, 2003
NORTHERN TRUST SECURITIES, INC.
January 2, 1991 - May 9, 2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
August 10, 1987 - February 4, 1991
METROPOLITAN LIFE INSURANCE COMPANY
August 10, 1987 - February 4, 1991
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
