Matthew J. Calabrese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew John Calabrese was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1987. Matthew had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2001 - December 20, 2002
GLOBALINK SECURITIES, INC.
February 26, 2001 - March 29, 2001
PRO-INTEGRITY SECURITIES, INC.
July 7, 1998 - March 14, 2001
G.P. MARONE & CO., INC.
April 29, 1996 - May 13, 1998
GLOBAL FINANCIAL GROUP, INC.
January 30, 1996 - April 18, 1996
FIRST NATIONAL EQUITY, CORP.
July 5, 1995 - July 17, 1996
VISION INVESTMENT GROUP, INC.
October 27, 1994 - June 15, 1995
MEYERS POLLOCK ROBBINS, INC.
June 17, 1992 - November 11, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 23, 1990 - June 17, 1992
ROBERT TODD FINANCIAL CORP.
September 5, 1990 - December 3, 1990
MALONE & ASSOCIATES, INC.
April 27, 1990 - September 11, 1990
MLB INVESTMENTS, LTD.
February 5, 1990 - May 3, 1990
VANDERBILT SECURITIES, INC.
May 26, 1989 - February 13, 1990
J. T. MORAN & CO., INC.
May 20, 1988 - February 13, 1990
J. T. MORAN & CO., INC.
July 21, 1987 - May 23, 1988
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
