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Gregory R. Brundage

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CRD#: 1709924
GB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Robert Brundage was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1993. Gregory had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 27, 2006 - April 28, 2016

CYPRESS ASSOCIATES

BD
CRD#: 130252
NEW YORK, NY
Past

June 1, 2001 - September 13, 2005

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

April 30, 2001 - May 29, 2001

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

August 7, 1996 - April 30, 2001

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

February 18, 1993 - June 10, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/28/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/25/2000
General Securities Principal Examination

Current Firm

CA
CYPRESS ASSOCIATES
CYPRESS ASSOCIATES | CYPRESS PARTNERS LLC

CRD#: 130252 / SEC#: , 8-66321

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
52 Vanderbilt Avenue, Suite 501, New York, NY 10017
Mailing Address
52 Vanderbilt Avenue, Suite 501, New York, NY 10017
Phone number
(212) 682-2222
Established
Connecticut since 10/01/2003
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ATKINS, JOHN TREVORGENERAL PRINCIPAL AND CHIEF EXECUTIVE OFFICER1473955
SWEENEY, KEVIN MICHAELFINOP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER2222633
TOLMIE, JOHN STRATTONREGISTERED REP.2535923

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CYPRESS ASSOCIATES

CRD#: 130252

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