Jill B. Hotvet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jill Brightwell Hotvet, CFP®, who also goes by Jill Banerian, Jill Brightwell, was a registered financial professional .
Jill is a previously registered financial professional and started their career in finance in 1987. Jill had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2017
Experience
September 16, 2014 - March 28, 2015
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
April 26, 2005 - October 28, 2014
FIRST WILSHIRE SECURITIES, INC.
April 16, 2003 - March 28, 2015
FIRST WILSHIRE SECURITIES, INC.
August 20, 1987 - February 13, 1990
ASCHER/DECISION SERVICES, INC.
Primary Firm SEC Registration
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
CRD#: 171971 / SEC#: 801-15260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
CRD#: 171971 / SEC#: 801-15260
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 281 |
| AUM (Assets Under Management) | $ 374,929,393 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
