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WM

William C. Male

TFB ADVISORS
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 1709584
WM

Professional summary

William Craig Male, who also goes by Bill Male, William Male, is a registered financial advisor currently at TFB ADVISORS, LLC located in Overland Park, Kansas and AMERITAS INVESTMENT COMPANY, LLC located in Overland Park, Kansas.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. William has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bill Male | William Male

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Craig Male's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 2, 2022 - Present

TFB ADVISORS, LLC

Office #1: 4801 West 110th Street Suite 200, Overland Park, KS 66211
RIA
CRD#: 321870
Overland Park, KS
Current

January 30, 2013 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 4801 W. 110th Street Ste 200, Overland Park, KS 66211
BD
CRD#: 14869
Overland Park, KS
Past

November 1, 2021 - June 30, 2023

AMERITAS ADVISORY SERVICES, LLC

RIA
CRD#: 317245
OVERLAND PARK, KS
Past

March 28, 2013 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
LINCOLN, NE
Past

August 21, 1991 - November 4, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
Past

August 21, 1991 - November 4, 1991

PRUCO SECURITIES, LLC.

BD
CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TFB ADVISORS, LLC
TFB ADVISORS, LLC

CRD#: 321870 / SEC#: 801-126142

RIA
Registered Investment Advisory firm - (7/21/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(1/9/2015)
RR
California
(10/7/2013)
RR
Colorado
(5/8/2017)
RR
Illinois
(7/29/2016)
RR
Iowa
(7/29/2016)
RR
Kansas
(3/21/2013)
IAR
Kansas
(8/2/2022)
RR
Missouri
(3/21/2013)
RR
New York
(5/28/2013)
RR
Texas
(4/4/2017)
IAR
Texas
(8/2/2022)
IAR
Wyoming
(1/29/2024)
RR
Wyoming
(11/13/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/19/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/22/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/29/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/19/1991
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 10/11/1988
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TFB ADVISORS, LLC
TFB ADVISORS, LLC

CRD#: 321870 / SEC#: 801-126142

RIA
Registered Investment Advisory firm - (7/21/2022 Approved)
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Contact information

Main Address
4801 West 110th Street Suite 200, Overland Park, KS 66211
Mailing Address
Phone number
(913) 648-5526
Established
Firm type
Fiscal year end
# of Employees
35

SEC notice filing (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TFB ADVISORS, LLC (9/24/2025)

Regulatory assets under management

Total Number of Accounts3,047
AUM (Assets Under Management)$ 859,559,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TFB ADVISORS, LLC

CRD#: 321870Overland Park, KS 66211

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