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KK

Kyle R. Kirkland

Some features on this profile are disabled
CRD#: 1709468
KK

Professional summary

Kyle Rudyard Kirkland was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kyle is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Kyle had worked at 5 firms, which includes CKM SECURITIES LLC, KIRKLAND MESSINA INC., DABNEY/RESNICK/IMPERIAL LLC, CP INVESTMENTS LLC, DREXEL BURNHAM LAMBERT INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kyle Kirkland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 14, 1997 - January 22, 2001

CKM SECURITIES, LLC

BD
CRD#: 42027
LOS ANGELES, CA
Past

July 13, 1994 - March 24, 1997

KIRKLAND MESSINA, INC.

BD
CRD#: 36258
Past

June 17, 1991 - March 25, 1994

DABNEY/RESNICK/IMPERIAL, LLC

BD
CRD#: 24367
BEVERLY HILLS, CA
Past

May 9, 1990 - June 18, 1991

CP INVESTMENTS, LLC

BD
CRD#: 24029
LOS ANGELES, CA
Past

September 20, 1988 - March 13, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/11/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/15/1994
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/13/1994
General Securities Principal Examination

Current Firm

CS
CKM SECURITIES, LLC
CKM SECURITIES, LLC | KIRKLAND MESSINA, LLC

CRD#: 42027 / SEC#: , 8-49669

BD
Terminated by SEC on 03/23/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 08/21/1996
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KIRKLAND MESSINA, INC.PARENT COMPANY
KIRKLAND, KYLE RUDYARDPRESIDENT1709468
MESSINA, DANA DAVIDSHAREHOLDER ONLY NO TITLE1529656

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CKM SECURITIES, LLC

CRD#: 42027

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