Virgil L. Brenny
Professional summary
Virgil Leonard Brenny, who also goes by VIrgil L Brenny, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Blaine, Minnesota.
Virgil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Virgil has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Virgil Leonard Brenny's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Virgil Leonard Brenny's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
January 19, 2024 - Present
OSAIC WEALTH, INC.
October 20, 2017 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
October 20, 2017 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
February 6, 2014 - October 23, 2017
NATIONAL PLANNING CORPORATION
March 10, 2011 - October 23, 2017
NATIONAL PLANNING CORPORATION
February 29, 2000 - February 11, 2011
QA3 FINANCIAL CORP.
February 15, 1990 - February 23, 2000
SECURITIES AMERICA, INC.
November 19, 1989 - February 28, 1990
OSAIC WEALTH, INC.
September 24, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2024)
(1/19/2024)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
