John G. Mcgowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gregory Mcgowan, who also goes by Greg Mcgowan, John Mcgowan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2017 - April 27, 2026
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 16, 2015 - August 22, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 15, 2012 - January 8, 2015
ORCHARD SECURITIES, LLC
March 15, 2011 - July 3, 2012
TNP SECURITIES, LLC
June 15, 2009 - March 1, 2011
KBS CAPITAL MARKETS GROUP LLC
June 4, 2004 - June 15, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 8, 2000 - May 12, 2004
EQUITABLE DISTRIBUTORS, LLC
May 1, 1998 - March 15, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
July 24, 1996 - April 17, 1998
CITIGROUP GLOBAL MARKETS INC.
January 18, 1995 - April 30, 1996
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
January 19, 1993 - June 24, 1993
A. G. EDWARDS & SONS, INC.
August 16, 1990 - January 27, 1993
LEHMAN BROTHERS INC.
June 28, 1989 - March 5, 1990
KIDDER, PEABODY & CO. INCORPORATED
October 1, 1987 - July 10, 1989
LEHMAN BROTHERS INC.
July 21, 1987 - September 25, 1987
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
