Anthony P. Vicari

SVB ASSET MANAGEMENT

Boston, MA 02109

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CRD#: 1708885

Professional summary

Anthony Paul Vicari, who also goes by Anthony P VIcari, is a registered financial advisor currently at SVB ASSET MANAGEMENT located in Boston, Massachusetts.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Anthony has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony P Vicari

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I SERVE ON THE BOARD OF GOVERNORS OF THE CENTER CLUB OF COSTA MESA, CA. THE GROUP'S GOAL IS TO TRY TO HELP MEMBERS OF THE CENTER CLUB TO GET THE BEST EXPERIENCE POSSIBLE IN BEING MEMBERS. THE CLUB SERVES AS A MEETING PLACE AND NETWORKING VENUE FOR OTHER BUSINESS PROFESSIONALS. AS A MEMBER OF THE BOARD OF GOVERNORS, WE ALSO HELP CENTER CLUB CARES, A DONOR ADVISED FUND, RAISE FUNDS AND AWARENESS FOR CHARITIES IN ORANGE COUNTY, CALIFORNIA. THIS IS A NON-PAID ROLE, NO STOCK, NO WARRANTS AND NO DISCOUNTS ON MEMBERSHIP. THE ORGANIZATION IS NOT A CLIENT, PROSPECT, VENDOR OR CONSULTANT TO THE BANK AND THE ROLE WILL NOT CREATE A CONFLICT OF INTEREST FOR THE BANK. IN ADDITION, THE ROLE WILL NOT ADVERSELY IMPACT MY ROLE AT SVB. WE HAVE 4 QUARTERLY MEETINGS PER YEAR FOR 1.5 HOURS OR 6 HOURS ANNUALLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Paul Vicari's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2019 - Present

SVB ASSET MANAGEMENT

Office #1: 53 State Street, Boston, MA 02109

RIA

CRD#: 124567

Boston, MA

Past

January 9, 2015 - November 20, 2017

TETRAD CAPITAL LLC

RIA

CRD#: 160168

SANTA ANA, CA

Past

June 20, 2013 - October 6, 2014

FISHER INVESTMENTS

RIA

CRD#: 107342

SANTA ANA, CA

Past

June 1, 2012 - July 24, 2013

DEFINED RETIREMENT SOLUTIONS, LLC

RIA

CRD#: 161239

SANTA ANA, CA

Past

October 24, 2007 - October 12, 2011

CAPITAL ADVISORS GROUP, INC

RIA

CRD#: 112000

BOSTON, MA

Past

May 10, 1989 - July 24, 1989

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

Past

May 18, 1988 - May 10, 1989

THE PIONEER GROUP, INC.

CRD#: 1932

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB ASSET MANAGEMENT

CRD#: 124567 / SEC#: 801-61674

RIA

Registered Investment Advisory firm - (1/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/6/2019)

IAR

Massachusetts
(5/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/17/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SVB ASSET MANAGEMENT

CRD#: 124567 / SEC#: 801-61674

RIA

Registered Investment Advisory firm - (1/2/2003 Approved)

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Contact information

Main Address

222 2nd Street, San Francisco, CA 94105

Mailing Address

Phone number

(866) 719-9117

Established

Firm type

Fiscal year end

# of Employees

104

SEC notice filing (20 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SVB ASSET MANAGEMENT FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 32,960,320,956

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony P. Vicari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Paul Vicari's CRS (Customer Relationship Summary).

Certified licenses

Experience

TETRAD CAPITAL LLC

FISHER INVESTMENTS

DEFINED RETIREMENT SOLUTIONS, LLC

CAPITAL ADVISORS GROUP, INC

AMUNDI DISTRIBUTOR US, INC.

THE PIONEER GROUP, INC.

Primary Firm SEC Registration

SVB ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2007

Series 63

Date: 5/17/1988

Series 6

Date: 5/17/1988

Current Firm

SVB ASSET MANAGEMENT

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SVB ASSET MANAGEMENT

TRUST BUT VERIFY

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