Mark D. Morrow
Professional summary
Mark Darren Morrow was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Mark had worked at 4 firms, which includes LANDMARK INVESTMENT GROUP INC, TRADESTATION SECURITIES INC., SMH CAPITAL INVESTMENTS LLC, AMERIPRISE ADVISOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 1998 - October 26, 2012
LANDMARK INVESTMENT GROUP, INC
April 28, 1997 - August 11, 1997
TRADESTATION SECURITIES, INC.
May 8, 1996 - August 19, 1996
SMH CAPITAL INVESTMENTS LLC
January 20, 1988 - February 16, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Series 8
Date: 8/18/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LANDMARK INVESTMENT GROUP, INC
CRD#: 44602 / SEC#: , 8-50746
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUMMIT CAPITAL HOLDINGS | OWNER | |
| MORROW, MARK DARREN | PRINCIPAL/CEO/CCO | 1708880 |
Disclosures
| Regulatory Event | 2 |
| Judgment/Lien | 1 |
Red Flags
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