KS
Kevin S. Sanderford
CIMARRON WEALTH MANAGEMENT
GUNNISON, CO 81230
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CRD#: 1708804
KS
Professional summary
Kevin Scott Sanderford, who also goes by Kevin S Sanderford, is a registered financial advisor currently at CIMARRON WEALTH MANAGEMENT, INC. located in Gunnison, Colorado and LPL FINANCIAL LLC located in Gunnison, Colorado.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Kevin has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin S Sanderford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/18/2015: Our Kids, LLC. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - No Business Location Address - Start 05/13/2015 - No Time Spent 2. 09/01/2015: Sanderford Properties of Colorado, LLC - Real Estate Rental - Not Investment Related - 1731 Niagara Road Montrose, CO 81401- Start 01/01/2007 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - owns rental properties. 3. 4/20/2018 - OK Holdings, LLC - Not Investment Related - Gunnison, CO 80209 - Real Estate Rental - Partner - Started 04/06/2018 - 1 Hours Per Month/0 Hours During Securities Trading. 4. 4/23/2019 - OK Gunnison, LLC - Not Investment Related - 1701 E. Niagara Rd, Montrose, CO 81401 & - Gunnison, CO - Real Estate Rental - Started 04/08/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 06/04/2020 - Niagara Properties, LLC - Investment Related - 1701 E. Niagara Rd, Montrose, CO 81401 - Real Estate Rental - Owner - Started 03/30/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 04/21/2022 - Sanderford LLC - Investment Related - At Reported Business Location(s) Real Estate Rental - Start Date - 03/30/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 7. 06/22/2022 - Cimarron Wealth Management, Inc. - Investment Related - At Reported Business Location(s) DBA for LPL Business (entity for LPL business) - Start Date: 06/16/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 07/15/2022 - Cimarron Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 06/06/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Cimarron Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Scott Sanderford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2019 - Present
CIMARRON WEALTH MANAGEMENT, INC.
Office #1: 1115 N. Main St. Suite A, Gunnison, CO 81230Office #2: 1701 Niagara Rd, Montrose, CO 81401RIA
CRD#: 299627
GUNNISON, CO
Current
July 15, 2005 - Present
LPL FINANCIAL LLC
Office #1: 1115 Main St Suite A., Gunnison, CO 81230Office #2: 1701 Niagara Rd, Montrose, CO 81401RIA
BD
CRD#: 6413
GUNNISON, CO
Past
July 6, 2016 - October 18, 2019
MARINER ADVISOR NETWORK
RIA
CRD#: 283824
Montrose, CO
Past
January 15, 2015 - July 6, 2016
STRATEGIC WEALTH ADVISORS GROUP
RIA
CRD#: 140977
MONTROSE, CO
Past
June 9, 2010 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
CRESTED BUTTE, CO
Past
August 11, 2000 - December 31, 2004
CETERA ADVISORS LLC
RIA
CRD#: 10299
MONTROSE, CO
Past
October 4, 1999 - July 25, 2005
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
December 14, 1993 - October 8, 1999
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
November 25, 1991 - January 3, 1994
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
July 22, 1987 - June 30, 1990
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CIMARRON WEALTH MANAGEMENT, INC.
CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.
CRD#: 299627 / SEC#: 801-116955
RIA
Registered Investment Advisory firm - (7/11/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/15/2005)
RR
Alaska(10/14/2019)
RR
Arizona(1/18/2013)
RR
Arkansas(10/9/2023)
RR
California(3/26/2010)
RR
Colorado(7/15/2005)
IAR
Colorado(7/11/2019)
RR
Florida(10/19/2015)
RR
Iowa(2/13/2024)
RR
Kansas(1/26/2022)
RR
Louisiana(7/25/2005)
IAR
Louisiana(7/15/2019)
RR
Mississippi(11/6/2006)
RR
Nevada(3/2/2021)
RR
New Mexico(9/25/2025)
RR
North Carolina(6/15/2015)
RR
Oregon(1/5/2021)
RR
Tennessee(9/29/2020)
RR
Texas(3/31/2008)
IAR
Texas(7/11/2019)
RR
Utah(4/15/2008)
RR
Washington(2/1/2021)
RR
Wyoming(10/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CIMARRON WEALTH MANAGEMENT, INC.
CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.
CRD#: 299627 / SEC#: 801-116955
RIA
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Contact information
Main Address
1701 Niagara Rd, Montrose, CO 81401
Mailing Address
Phone number
(970) 249-9882
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 230,486,824 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CIMARRON WEALTH MANAGEMENT, INC.
CRD#: 299627Gunnison, CO 81230TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
