Kevin S. Sanderford

CIMARRON WEALTH MANAGEMENT

GUNNISON, CO 81230

Some features on this profile are disabled

CRD#: 1708804

Professional summary

Kevin Scott Sanderford, who also goes by Kevin S Sanderford, is a registered financial advisor currently at CIMARRON WEALTH MANAGEMENT, INC. located in Gunnison, Colorado and LPL FINANCIAL LLC located in Gunnison, Colorado.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Kevin has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin S Sanderford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Scott Sanderford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2019 - Present

CIMARRON WEALTH MANAGEMENT, INC.

Office #1: 1115 N. Main St. Suite A, Gunnison, CO 81230Office #2: 1701 Niagara Rd, Montrose, CO 81401

RIA

CRD#: 299627

GUNNISON, CO

Current

July 15, 2005 - Present

LPL FINANCIAL LLC

Office #1: 1115 Main St Suite A., Gunnison, CO 81230Office #2: 1701 Niagara Rd, Montrose, CO 81401

RIA

CRD#: 6413

GUNNISON, CO

Past

July 6, 2016 - October 18, 2019

MARINER ADVISOR NETWORK

RIA

CRD#: 283824

Montrose, CO

Past

January 15, 2015 - July 6, 2016

STRATEGIC WEALTH ADVISORS GROUP

RIA

CRD#: 140977

MONTROSE, CO

Past

June 9, 2010 - November 2, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

CRESTED BUTTE, CO

Past

August 11, 2000 - December 31, 2004

CETERA ADVISORS LLC

RIA

CRD#: 10299

MONTROSE, CO

Past

October 4, 1999 - July 25, 2005

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

December 14, 1993 - October 8, 1999

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 25, 1991 - January 3, 1994

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

July 22, 1987 - June 30, 1990

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CIMARRON WEALTH MANAGEMENT, INC.

CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.

CRD#: 299627 / SEC#: 801-116955

RIA

Registered Investment Advisory firm - (7/11/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/15/2005)

Alaska
(10/14/2019)

Arizona
(1/18/2013)

Arkansas
(10/9/2023)

California
(3/26/2010)

Colorado
(7/15/2005)

IAR

Colorado
(7/11/2019)

Florida
(10/19/2015)

Iowa
(2/13/2024)

Kansas
(1/26/2022)

Louisiana
(7/25/2005)

IAR

Louisiana
(7/15/2019)

Mississippi
(11/6/2006)

Nevada
(3/2/2021)

New Mexico
(9/25/2025)

North Carolina
(6/15/2015)

Oregon
(1/5/2021)

Tennessee
(9/29/2020)

Texas
(3/31/2008)

IAR

Texas
(7/11/2019)

Utah
(4/15/2008)

Washington
(2/1/2021)

Wyoming
(10/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/17/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CIMARRON WEALTH MANAGEMENT, INC.

CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.

CRD#: 299627 / SEC#: 801-116955

RIA

Registered Investment Advisory firm - (7/11/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1701 Niagara Rd, Montrose, CO 81401

Mailing Address

Phone number

(970) 249-9882

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/19/2026)

Regulatory assets under management

Total Number of Accounts	574
AUM (Assets Under Management)	$ 327,341,067

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Lynne Laughna

LAUGHNA FINANCIAL PLANNING LLC

SATELLITE BEACH, FL

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

BELLEVUE, WA

David Loughlin

CITIZENS SECURITIES, INC.

IAR

WARWICK, RI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin S. Sanderford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Scott Sanderford's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MARINER ADVISOR NETWORK

STRATEGIC WEALTH ADVISORS GROUP

LPL FINANCIAL LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

LPL FINANCIAL LLC

SECURIAN FINANCIAL SERVICES, INC.

EDWARD JONES

Primary Firm SEC Registration

CIMARRON WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/2010

Series 63

Date: 8/31/1987

SIE

Date: 10/1/2018

Series 31

Date: 3/17/2009

Series 7

Date: 7/18/1987

Series 24

Date: 3/14/1994

FINRA

Current Firm

CIMARRON WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CIMARRON WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors