Rodney G. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Guy Johnson was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1987. Rodney had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2008 - September 30, 2010
CLEAR SPRINGS ADVISORS, LLC
March 1, 2005 - January 23, 2006
SAMCO FINANCIAL SERVICES, INC.
March 1, 2004 - December 31, 2012
H.S. DENT INVESTMENT MANAGEMENT, LLC
June 21, 2001 - December 31, 2003
BAIRD MANAGEMENT CORPORATION
November 6, 1998 - December 6, 1999
HERITAGE SECURITIES CORPORATION
November 6, 1998 - December 6, 1999
HERITAGE INVESTMENTS, L.L.C.
March 7, 1997 - November 3, 1998
MUTUALS.COM, INC.
December 20, 1989 - March 10, 1997
PRUDENTIAL EQUITY GROUP, LLC
August 9, 1988 - October 12, 1989
THOMSON MCKINNON SECURITIES INC.
July 22, 1987 - April 7, 1988
HALLIBURTON & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
