Gary L. Hultquist
Professional summary
Gary L Hultquist, who also goes by Gary L Hultquist, Gary Lee Hultquist, is a registered financial professional currently at CORPORATE FINANCE SECURITIES, INC. located in Aliso Viejo, California.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1987. Gary has worked at 5 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary L Hultquist's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2021 - Present
CORPORATE FINANCE SECURITIES, INC.
Office #1: 120 Vantis Drive Suite 300, Aliso Viejo, CA 92656March 4, 2013 - March 29, 2017
VIANT CAPITAL LLC
November 13, 2009 - March 5, 2013
NEWCAP PARTNERS, INC.
March 31, 2005 - January 23, 2009
EPLANNING SECURITIES, INC.
July 21, 1987 - May 26, 1995
BRIDGEMERE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2021)
(1/12/2024)
(4/22/2025)
Exams
Series 82TO
Date: 1/25/2021
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/6/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CORPORATE FINANCE SECURITIES, INC.
CRD#: 143453 / SEC#: , 8-67566
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACADEMY ASSOCIATES LLC | SHAREHOLDER | |
| CENTAURUS PARTNERS, LLC | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES MINNESOTA, INC. | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES NEW ENGLAND, LLC | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES, INC. A TEXAS CORPORATION | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES, LLC | SHAREHOLDER | |
| HEYDENRYCH FAMILY TRUST | SHAREHOLDER | |
| POWELL, PATRICK SCOTT | SHAREHOLDER | 5778669 |
| AARKENSTONE QUEST, LLC | SHAREHOLDER | |
| HEYDENRYCH, HELENA JOANNA | PRINCIPAL OPERATIONS OFFICER, TRUSTEE | 5305105 |
| HEYDENRYCH, PETER MICHAEL | PRINCIPAL OPERATIONS OFFICER,FINANCIAL AND OPERATIONS PRINCIPAL, TRUSTEE | 5304971 |
| SINYARD, DAVID BLAIR | CCO, AMLCO | 5122340 |
| ST. GERMAIN, ROBERT PAUL | CEO, CHAIRMAN | 5384187 |
Red Flags
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