Orazio V. Davi

O.V. DAVI

Elk Grove, CA

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CRD#: 1708458

Professional summary

Orazio Vincent Davi, who also goes by Orazio Davi, is a registered financial advisor currently at O.V. DAVI located in Elk Grove, California.

Orazio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Orazio has worked at 1 firm and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Orazio Davi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Registrant is also a Real Estate Licensee. Licensee is not employed by a supervising broker. Therefore, no compensation/ consideration is or can be received. Registrant is also an Insurance Licensee. Licensee is not appointed by any insurer as an agent, broker or solicitor. Therefore, no compensation/consideration is or can be received.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Orazio Vincent Davi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2018 - Present

O.V. DAVI

RIA

CRD#: 111367

Elk Grove, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/1987

Uniform Securities Agent State Law Examination

Current Firm

O.V. DAVI

DAVI, ORAZIO VINCENT | ORAZIO VINCENT DAVI | O.V. DAVI | NONE

CRD#: 111367 / SEC#:

California

Registered Investment Advisory firm - (4/27/1987 Approved)

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Contact information

Main Address

Elk Grove, CA

Mailing Address

Phone number

(916) 687-4820

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Orazio V. Davi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Orazio Vincent Davi's CRS (Customer Relationship Summary).

Certified licenses

Experience

O.V. DAVI

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/1992

Series 63

Date: 7/2/1987

Current Firm

O.V. DAVI

Contact information

Documents

Red Flags

Company Information

O.V. DAVI

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