Matthew J. Craig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew James Craig, who also goes by Matt J. Craig, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1987. Matthew had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2011 - April 11, 2012
RJ20, INC.
March 18, 2011 - April 8, 2011
RJ20, INC.
January 2, 2009 - March 23, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 1, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 18, 2005 - March 23, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 8, 2003 - March 7, 2005
AMERIPRISE ADVISOR SERVICES, INC.
April 9, 2003 - March 7, 2005
AMERIPRISE ADVISOR SERVICES, INC.
December 31, 2001 - April 30, 2003
UBS FINANCIAL SERVICES INC.
November 21, 1997 - April 30, 2003
UBS FINANCIAL SERVICES INC.
January 4, 1993 - November 20, 1997
PRUDENTIAL EQUITY GROUP, LLC
April 13, 1988 - July 10, 1989
OPPENHEIMER & CO. INC.
August 20, 1987 - April 13, 1988
FAHNESTOCK INTERNATIONAL INC.
Primary Firm SEC Registration
RJ20, INC.
CRD#: 149575 / SEC#: 801-74442
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/8/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RJ20, INC.
CRD#: 149575 / SEC#: 801-74442
Contact information
SEC notice filing (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
