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Joseph Carey Canouse

CRD# 1708293·Registered 1987 - 2005
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Carey Canouse, who also goes by Joseph C Canouse, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1987 - 2005. Joseph had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joseph C Canouse

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

J.P. CAREY SECURITIES, INC.·CRD# 43646
BD
Alpharetta, GA
January 13, 1998 - December 13, 2005
BRAXTON-STELLAR SECURITIES, INC.·CRD# 36489
BD
Atlanta, GA
January 30, 1996 - January 31, 1997
DISCOVERY CAPITAL GROUP·CRD# 29355
BD
Coral Springs, FL
September 12, 1995 - December 20, 1995
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
October 2, 1992 - April 11, 1995
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
March 18, 1992 - September 23, 1992
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
October 24, 1990 - February 5, 1991
MLB INVESTMENTS, LTD.·CRD# 18280
BD
May 15, 1990 - September 26, 1990
FIRST EAGLE, INC.·CRD# 16509
BD
March 21, 1989 - May 31, 1990
HUBERMAN SECURITIES CORP.·CRD# 10133
BD
February 27, 1989 - March 21, 1989
F.D. ROBERTS SECURITIES, INC.·CRD# 693
BD
August 10, 1987 - October 2, 1989

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Current Firm

JC
J.P. CAREY SECURITIES, INC.

J.P. CAREY SECURITIES, INC.

CRD#: 43646 / SEC#: 8-50379
BD
Terminated by SEC on 02/11/2006

Contact Information

Established

Georgia since 07/01/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CANOUSE, JOSEPH CAREYPRESIDENT AND CHIEF EXECUTIVE OFFICER1708293
CARTER, JIMMIE NICKCHIEF FINANCIAL OFFICER/FINOP4014798
THOMPSON, JANET LORETTACHIEF COMPLIANCE OFFICER1636319

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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