Paul M. Kantrowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Morris Kantrowitz was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1988. Paul had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2006 - September 12, 2016
TRADE MANAGE CAPITAL, INC.
July 17, 2006 - September 29, 2006
HUDSON SECURITIES,INC.
May 3, 2004 - June 20, 2006
TRADE MANAGE CAPITAL, INC.
June 19, 2002 - December 3, 2002
DOMESTIC SECURITIES, INC.
February 2, 1998 - May 30, 2002
APEX CLEARING CORPORATION
October 14, 1997 - February 2, 1998
NASH, WEISS & CO.
August 26, 1988 - October 14, 1997
NASH, WEISS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/21/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 8/25/1988
Corporate Securities Limited Representative ExaminationCurrent Firm
TRADE MANAGE CAPITAL, INC.
CRD#: 7263 / SEC#: , 8-20851
Contact information
Documents
Red Flags
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