JH
John A. Hasslacher
J. W. COLE ADVISORS
ANTHEM, AZ 85086
Some features on this profile are disabled
CRD#: 1708225
JH
Professional summary
John Andrew Hasslacher is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Anthem, Arizona and J.W. COLE FINANCIAL, INC. located in Anthem, Arizona.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. A. HASSLACHER TAX & FINANCIAL LLC B. INCOME TAX SERVICES/ESTATE PLANNING/ ACCOUNTING C. NON-INVESTMENT RELATED D. ANTHEM, AZ 85086 E. TAX PREPARATION/IRS AUDITS/ACCOUNTING F. MANAGER G. 1986 H. 80 HRS/MONTH I. 80 TRADING HOURS/MONTH J. COMPANY OFFICER/POSITION K. CLIENT INVOLVEMENT
2. A. JOHN HASSLACHER B. NOTARY PUBLIC C. NON-INVESTMENT RELATED D. 42104 VENTURE DR. B130, ANTHEM, AZ 85086 E. NOTARY PUBLIC F. 1/24/2015 G. COMPANY/OFFICER DIRECTOR H. CLIENT INVOLVEMENT
3. A. JOHN HASSLACHER B. NON-INVESTMENT RELATED C. 42104 N. VENTURE DR B130, ANTHEM, AZ 85086 D. PRESIDENT OF OFFICE CONDO E. PRESIDENT F. 8/2005 G. 1 HR/MONTH H. 1 TRADING HR/MONTH I. MANAGE PROPERTY J. COMPANY OFFICER/DIRECTOR POSITION
4. A. JOHN HASSLACHER B. FAMILY TRUSTEE C. INVESTMENT RELATED D. ANTHEM, AZ E. TRUSTEE F. 2011 G. 2 HRS/MONTH H. 2 TRADING HRS/MONTH I. TRUSTEE MANAGEMENT J. COMPANY OFFICER/DIRECTOR POSITION K. CLIENT INVOLVEMENT
CRS (Client Relationship Summary) - RIA
Click below to view John Andrew Hasslacher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2015 - Present
J. W. COLE ADVISORS, INC.
Office #1: 42104 N. Venture Drive Ste B130, Anthem, AZ 85086Office #2: 10220 W. Bell Road Suite 108, Sun City, AZ 85351RIA
CRD#: 112294
ANTHEM, AZ
Current
July 7, 2015 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 42104 N. Venture Drive Suite B-130, Anthem, AZ 85086Office #2: 10220 W. Bell Road Suite 108, Sun City, AZ 85351BD
CRD#: 124583
Anthem, AZ
Past
July 17, 2007 - July 8, 2015
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
ANTHEM, AZ
Past
July 9, 2007 - July 8, 2015
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
ANTHEM, AZ
Past
August 6, 2002 - July 10, 2007
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SUN CITY, AZ
Past
February 4, 1992 - July 10, 2007
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SUN CITY, AZ
Past
October 8, 1990 - February 7, 1992
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
October 12, 1989 - October 11, 1990
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
October 14, 1987 - October 17, 1989
LINSCO FINANCIAL GROUP, INC.
BD
CRD#: 524
Past
July 22, 1987 - October 20, 1987
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/7/2015)
IAR
Arizona(7/15/2015)
RR
California(7/7/2015)
RR
Colorado(7/7/2015)
RR
Florida(7/7/2015)
RR
Hawaii(5/25/2017)
RR
Idaho(10/30/2024)
RR
Indiana(2/8/2019)
RR
Kansas(11/12/2024)
RR
Michigan(7/7/2015)
RR
Minnesota(7/7/2015)
RR
Nevada(2/4/2025)
RR
New York(7/7/2015)
RR
North Carolina(7/17/2015)
RR
Oklahoma(10/30/2024)
RR
Oregon(10/30/2024)
RR
South Carolina(2/4/2025)
RR
Texas(7/7/2015)
IAR
Texas(10/22/2025)
RR
Utah(7/7/2015)
RR
Washington(7/7/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
