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Kevin George Reilly

CRD# 1708184·Registered 1987 - 2012
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin George Reilly, who also goes by Kevin G Reilly, was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1987 - 2012. Kevin had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin G Reilly

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ROSENTHAL GLOBAL SECURITIES LLC·CRD# 19721
BD
Chicago, IL
June 2, 2006 - September 24, 2012
GH TRADERS LLC·CRD# 36665
BD
Chicago, IL
January 14, 2005 - January 17, 2006
HAMILTON SECURITIES GROUP, LLC·CRD# 47682
BD
New York, NY
December 22, 1999 - January 4, 2005
EASTBRIDGE CAPITAL INC.·CRD# 23858
BD
New York, NY
May 24, 1991 - June 9, 1998
CHASE SECURITIES, INC.·CRD# 10793
BD
New York, MD
March 15, 1989 - February 12, 1991
CITICORP SECURITIES, INC.·CRD# 7474
BD
October 16, 1987 - February 7, 1989

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Current Firm

RG
ROSENTHAL GLOBAL SECURITIES LLC

ROSENTHAL GLOBAL SECURITIES COMPANY | ROSENTHAL GOVERNMENT SECURITIES COMPANY | ROSENTHAL GLOBAL SECURITIES, L.P. | ROSENTHAL GLOBAL SECURITIES LLC

CRD#: 19721 / SEC#: 8-38021
BD
Terminated by SEC on 09/21/2012

Contact Information

Established

Illinois since 01/01/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ROSENTHAL COLLINS GROUP, LLCMANAGING MEMBER—
LESERVE, CHRISTINE ANNCHIEF COMPLIANCE OFFICER AND CONTROLLER1725470
MCKOANE, JOHN STICKNEYOPERATIONS OFFICER1714737

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1990About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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