Mcginnis A. Mccoy

PRISM ADVISORS

Studio City, CA 91604

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CRD#: 1708167

Professional summary

Mcginnis Andrew Mccoy, who also goes by Drew Mccoy, Mcginnis A Mccoy, is a registered financial advisor currently at PRISM ADVISORS, INC. located in Studio City, California.

Mcginnis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Mcginnis has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Drew Mccoy | Mcginnis A Mccoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Basstardos, LLC; investment-related; BOX 461653, Los Angeles, CA 90046; real estate investment of raw land; 50% owner of LLC; Start Date: 12/01/2019; 0 hours devoted during securities trading hours. 2) River Oaks HOA, LLC; not investment-related; 817 Azura Landing, Old Hickoy, TN 37138; Home Owners' Association; Treasurer and acting board member; reviews statements for HOA; Start Date: 10/27/2020; devotes less than 10 hours per month devoted to this outside business activity; 0 hours during securities trading hours. 3) 8-Ball Flying Club; No, not investment-related; Van Nuys, California; Flying Club; President; Member; 12/2021; Approximately 15 hours per month; President, Club Member. 4) The Luv U Project; Not Investment-Related; Box 60248, Potomac, MD 20859; Charitable Organization that advances the understanding and treatment for mental health issues; Board Member; 09/22/2022; 10 hours per month spent at the other business; 0 hours per month spent during securities trading hours; Board Member.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mcginnis Andrew Mccoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2017 - Present

PRISM ADVISORS, INC.

Office #1: 4361 Tujunga Avenue Suite A, Studio City, CA 91604

RIA

CRD#: 286474

Studio City, CA

Past

July 11, 2003 - May 2, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

STUDIO CITY, CA

Past

July 11, 2003 - May 2, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

STUDIO CITY, CA

Past

July 8, 1997 - July 18, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SHERMAN OAKS, CA

Past

August 2, 1994 - July 18, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 21, 1987 - August 2, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRISM ADVISORS, INC.

PERSONAL RESOURCES INVESTMENT AND STRATEGIC MANAGEMENT, INC. | PRISM ADVISORS, INC.

CRD#: 286474 / SEC#: 801-110196

RIA

Registered Investment Advisory firm - (3/31/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/31/2017)

IAR

Texas
(3/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/3/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/10/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/22/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

PRISM ADVISORS, INC.

PERSONAL RESOURCES INVESTMENT AND STRATEGIC MANAGEMENT, INC. | PRISM ADVISORS, INC.

CRD#: 286474 / SEC#: 801-110196

RIA

Registered Investment Advisory firm - (3/31/2017 Approved)

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Contact information

Main Address

4361 Tujunga Avenue Suite A, Studio City, CA 91604

Mailing Address

Phone number

(818) 760-3333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 - WRAP BROCHURE - PRISM ADVISORS, INC. (3/14/2025)

FORM ADV PART 2A - FIRM BROCHURE - PRISM ADVISORS, INC. (3/14/2025)

Regulatory assets under management

Total Number of Accounts	697
AUM (Assets Under Management)	$ 462,030,853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Mcginnis A. Mccoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mcginnis Andrew Mccoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

PRISM ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1994

Series 63

Date: 7/27/1987

SIE

Date: 5/2/2017

Series 3

Date: 9/3/1987

Series 7

Date: 7/18/1987

Series 10

Date: 9/10/2003

Series 9

Date: 8/22/2003

Current Firm

PRISM ADVISORS, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRISM ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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