Edwin O. Young

CETERA INVESTMENT ADVISERS LLC

BREA, CA 92821

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CRD#: 1708135

Professional summary

Edwin Orwin Young JR, who also goes by Edwin Orwin Young Jr., is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Brea, California and CETERA WEALTH SERVICES, LLC located in Brea, California.

Edwin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Edwin has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edwin Orwin Young Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF ENTITY:YTFS, Inc. DBA: Young's Tax & Financial Services; No; SAME AS REGISTERED LOCATION; Tax Preparation, Accounting; OWNER; 1/1/1978; 180; 140; Sale of fixed insurance and securities products, Tax preparation, Accounting svcs, audit representation, tax (fed & state) resolution, offers in compromise. 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/14/2012; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY:Edwin & Darlene Young; No; 536 BONITA CANYON WAY; BREA; CA; 92821; Landlords; Owners (active); 1/1/2004; 1; 1; Owners (active) 4. NAME OF ENTITY:First Nationwide Real Edstate Srvs, Inc.; dba First Choice Real Estate; No; SAME AS REGISTERED LOCATION; Real Estate office; CFO-Accounting & tax preparation; 6/1/2005; 4; 4; TAX PREPARATION, ACCOUNTING SVCS, ADUTI SVCS AND REPRESENTATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edwin Orwin Young JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3230 E Imperial Hwy Ste 120, Brea, CA 92821

RIA

CRD#: 105644

BREA, CA

Current

June 9, 2021 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 3230 E Imperial Hwy Ste 120, Brea, CA 92821

CRD#: 13572

BREA, CA

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

October 16, 2012 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

BREA, CA

Past

September 14, 2012 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BREA, CA

Past

July 14, 2009 - September 18, 2012

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

TUSTIN, CA

Past

March 7, 2005 - September 18, 2012

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

TUSTIN, CA

Past

January 14, 2004 - December 31, 2004

VERITRUST FINANCIAL, LLC

CRD#: 106594

AUSTIN, TX

Past

April 22, 2002 - December 31, 2003

VERITRUST FINANCIAL, LLC

CRD#: 106594

AUSTIN, TX

Past

March 12, 1997 - April 22, 2002

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

September 17, 1996 - February 28, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/19/2023)

Arizona
(6/9/2021)

California
(6/9/2021)

IAR

California
(6/29/2023)

Georgia
(6/9/2021)

Kentucky
(1/5/2022)

Louisiana
(8/28/2024)

Maryland
(4/25/2023)

Nebraska
(1/5/2022)

Nevada
(7/14/2025)

New Mexico
(10/21/2021)

North Carolina
(6/9/2021)

Oregon
(8/3/2021)

Texas
(6/9/2021)

IAR

Texas
(6/29/2023)

Utah
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/16/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edwin O. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edwin Orwin Young JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

VERITRUST FINANCIAL, LLC

VERITRUST FINANCIAL, LLC

ARAGON FINANCIAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2009

Series 63

Date: 10/1/1996

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2006

Series 6

Date: 9/16/1996

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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