Jerry D. Olivetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Dean Olivetti, who also goes by Jer Olivetti, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1990. Jerry had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2018 - August 18, 2020
DALZELL TRADING, LLC
March 29, 2018 - August 18, 2020
DALZELL TRADING, LLC
November 13, 2002 - July 9, 2018
OLIVETTI CAPITAL MANAGEMENT, LLC
January 13, 2001 - October 23, 2002
DEUTSCHE BANK SECURITIES INC.
December 7, 2000 - January 13, 2001
DB ALEX. BROWN LLC
May 23, 1997 - December 11, 2000
A. G. EDWARDS & SONS, INC.
September 19, 1990 - June 6, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DALZELL TRADING, LLC
CRD#: 175349 / SEC#: , 8-69938
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DALZELL, DAVID JOHN | CEO, PRINCIPAL, CHIEF COMPLIANCE OFFICER, CFO, | 2367306 |
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 3,973,696 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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