John C. Price
Professional summary
John Clifford Price, who also goes by John C Price, is a registered financial professional currently at FIRST DOMINION CAPITAL CORP. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Clifford Price's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2020 - Present
FIRST DOMINION CAPITAL CORP.
June 12, 2015 - February 4, 2019
CREDIT SUISSE SECURITIES (USA) LLC
September 18, 2012 - January 27, 2015
STERNE, AGEE & LEACH, INC.
February 25, 2010 - June 26, 2012
BNP PARIBAS SECURITIES CORP.
April 1, 2009 - February 23, 2010
KNIGHT LIBERTAS LLC
February 12, 2009 - April 1, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 26, 2009 - April 1, 2009
BANC OF AMERICA SECURITIES LLC
May 18, 2001 - January 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 22, 1992 - May 24, 2001
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/24/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
FIRST DOMINION CAPITAL CORP.
CRD#: 16330 / SEC#: , 8-33719
Contact information
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004 | OWNER | |
| PRICE, JOHN CLIFFORD | OWNER | 1707529 |
| ANCI, CHRISTOPHER FRANCIS | PRESIDENT, FINOP, PRINCIPAL | 2747555 |
| PASCO, JOHN III | TRUSTEE | 357414 |
| PORTWOOD, WILLIAM BOYCE | CHIEF COMPLIANCE OFFICER | 4853700 |
| VERMILLERA, SANDRA ZEMBACHS | VICE PRESIDENT, TREASURER, PRINCIPAL | 6376063 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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