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DW

Daniel A. Weiss

AMD CAPITAL
Chicago, IL 60625
Some features on this profile are disabled
CRD#: 1707436
DW

Professional summary


Daniel Adrian Weiss is a registered financial professional currently at AMD CAPITAL, LLC located in Chicago, Illinois.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1989. Daniel has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Daniel Adrian Weiss's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 2, 2003 - Present

AMD CAPITAL, LLC

Office #1: 2907 W. Wilson Avenue, Chicago, IL 60625
BD
CRD#: 121539
Chicago, IL
Past

January 3, 2012 - June 9, 2014

ALCOVE CAPITAL PARTNERS, LLC

BD
CRD#: 158640
LINCOLNSHIRE, IL
Past

July 2, 2002 - December 31, 2002

MELVIN SECURITIES, L.L.C.

BD
CRD#: 29767
CHICAGO, IL
Past

July 20, 1993 - March 20, 2002

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

January 2, 1989 - October 16, 1989

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(1/3/2003)
RR
Indiana
(1/25/2016)
RR
Louisiana
(10/21/2015)
RR
Maryland
(8/3/2006)
RR
Michigan
(3/24/2003)
RR
New York
(3/15/2012)
RR
Wisconsin
(1/8/2003)

Exams


State Security Law Exam
RR
Series 63
Date: 3/5/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AC
AMD CAPITAL, LLC
AMD CAPITAL, LLC

CRD#: 121539 / SEC#: , 8-65422

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
2907 W. Wilson Avenue, Chicago, IL 60625
Mailing Address
2907 W. Wilson Avenue, Chicago, IL 60625
Phone number
(312) 961-7237
Established
Delaware since 11/30/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ARMOUR, ROBIN PIERCEMANAGING PRINCIPAL& CCO2581987
NYREN, DAVID FOREEMANAGING PRINCIPAL2636909
WEISS, DANIEL ADRIANMANAGING PRINCIPAL1707436

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMD CAPITAL, LLC

CRD#: 121539Chicago, IL 60625

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