Randy T. Odom
Professional summary
Randy Thomas Odom, who also goes by Randy T Odom, is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Fort Worth, Texas.
Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Randy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randy Thomas Odom's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Randy Thomas Odom's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2026 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 101 Summit Avenue Ste 316 3rd Fl , Fort Worth, TX 76102February 19, 2026 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 101 Summit Avenue Ste 316 3rd Fl , Fort Worth, TX 76102May 22, 2008 - February 19, 2026
WELLS FARGO CLEARING SERVICES, LLC
May 22, 2008 - February 19, 2026
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2007 - May 27, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - May 27, 2008
MORGAN STANLEY & CO. LLC
May 27, 1993 - April 2, 2007
MORGAN STANLEY DW INC.
May 25, 1993 - April 2, 2007
MORGAN STANLEY DW INC.
January 1, 1991 - June 2, 1993
UBS FINANCIAL SERVICES INC.
August 6, 1987 - January 1, 1991
ROTAN MOSLE INC.
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
(2/19/2026)
Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.