FL
Fred N. Liles
VALIC FINANCIAL ADVISORS
Greensboro, NC 27401
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CRD#: 1707282
FL
Professional summary
Fred Newton Liles JR is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Greensboro, North Carolina.
Fred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Fred has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGRICULTURE PROPERTY POSITION: owner NATURE: I own land that to generate revenue through agricultural rents and occasional timber sales. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2016 ADDRESS: 520 Weycroft Grant Drive, Cary NC 27519, United States DESCRIPTION: I own the property. I utilize the property for rental income. I am 100% owner and no one else is involved. My duties are to negotiate rental agreements. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Fred Newton Liles JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Fred Newton Liles JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2003 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: The Moses H. Cone Memorial Hospital 1200 North Elm Street, Suite 1-c280, Greensboro, NC 27401Office #2: 3211 Shannon Road Suite 600, Durham, NC 27707Office #3: 7029 Albert Pick Road Suite 206, Greensboro, NC 27409Office #4: 777 Hemlock Street Msc 132, Macon, GA 31201Office #5: 823 Broad Street, Augusta, GA 30901Office #6: 1238 Huffman Mill Road Grand Oak Center, Suite Gc219, Burlington, NC 27215Office #7: 1 Music Circle North Suite 400, Nashville, TN 37203Office #8: 521 N. Mcduffie Street Suite 1, Anderson, SC 29621Office #9: 300 West 27th Street, Lumberton, NC 28359Office #10: 3211 Shannon Road Suite 600, Durham, NC 27707Office #11: 2400 W. Friendly Avenue, Greensboro, NC 27403Office #12: 122 North Madison Street, Thomasville, GA 31792Office #13: 754 First Street Suite 101, Macon, GA 31201Office #14: 125 Plantation Centre Drive Suite 200, Macon, GA 31210RIA
BD
CRD#: 42803
Greensboro, NC
Current
March 26, 2003 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: The Moses H. Cone Memorial Hospital 1200 North Elm Street, Suite 1-c280, Greensboro, NC 27401Office #2: 3211 Shannon Road Suite 600, Durham, NC 27707Office #3: 7029 Albert Pick Road Suite 206, Greensboro, NC 27409Office #4: 777 Hemlock Street Msc 132, Macon, GA 31201Office #5: 823 Broad Street, Augusta, GA 30901Office #6: 1238 Huffman Mill Road Grand Oak Center, Suite Gc219, Burlington, NC 27215Office #7: 1 Music Circle North Suite 400, Nashville, TN 37203Office #8: 521 N. Mcduffie Street Suite 1, Anderson, SC 29621Office #9: 300 West 27th Street, Lumberton, NC 28359Office #10: 3211 Shannon Road Suite 600, Durham, NC 27707Office #11: 2400 W. Friendly Avenue, Greensboro, NC 27403Office #12: 122 North Madison Street, Thomasville, GA 31792Office #13: 754 First Street Suite 101, Macon, GA 31201Office #14: 125 Plantation Centre Drive Suite 200, Macon, GA 31210RIA
BD
CRD#: 42803
Greensboro, NC
Past
February 4, 2003 - February 18, 2003
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
June 14, 2001 - February 3, 2003
RESOURCE HORIZONS GROUP LLC
RIA
CRD#: 104368
CRAMERTON, NC
Past
March 2, 2001 - February 3, 2003
RESOURCE HORIZONS GROUP LLC
BD
CRD#: 104368
MARIETTA, GA
Past
March 15, 1999 - December 31, 2000
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 24220
GREENWOOD VILLAGE, CO
Past
July 25, 1991 - December 31, 1997
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
July 16, 1991 - February 19, 1999
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
BD
CRD#: 647
WORCESTER, MA
Past
February 6, 1991 - June 5, 1991
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 6, 1991 - June 5, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
October 6, 1987 - January 21, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
October 6, 1987 - January 21, 1992
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
July 22, 1987 - October 26, 1987
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/11/2010)
IAR
Alabama(8/11/2010)
RR
Alaska(12/22/2015)
IAR
Alaska(10/30/2018)
RR
Arizona(8/22/2006)
IAR
Arizona(1/14/2011)
RR
Arkansas(9/23/2013)
IAR
Arkansas(4/27/2016)
RR
California(6/1/2006)
IAR
California(8/18/2006)
RR
Colorado(11/17/2015)
IAR
Colorado(11/17/2015)
RR
Connecticut(9/23/2013)
IAR
Connecticut(5/3/2018)
RR
Delaware(11/21/2006)
IAR
Delaware(11/21/2006)
RR
District of Columbia(7/24/2007)
IAR
District of Columbia(8/2/2007)
RR
Florida(8/18/2006)
IAR
Florida(8/21/2006)
RR
Georgia(8/18/2006)
IAR
Georgia(8/23/2006)
RR
Hawaii(3/15/2024)
IAR
Hawaii(3/15/2024)
RR
Idaho(4/15/2024)
IAR
Idaho(4/15/2024)
RR
Illinois(8/18/2006)
IAR
Illinois(8/18/2006)
RR
Indiana(5/8/2014)
IAR
Indiana(5/8/2014)
RR
Iowa(4/15/2024)
IAR
Iowa(4/15/2024)
IAR
Kansas(6/19/2014)
RR
Kansas(7/24/2014)
RR
Kentucky(9/12/2006)
IAR
Kentucky(5/28/2015)
RR
Louisiana(8/30/2006)
IAR
Louisiana(6/26/2014)
RR
Maine(7/28/2011)
IAR
Maine(7/28/2011)
RR
Maryland(10/23/2007)
IAR
Maryland(10/23/2007)
RR
Massachusetts(7/28/2011)
IAR
Massachusetts(7/29/2011)
RR
Michigan(9/12/2006)
IAR
Michigan(6/4/2010)
RR
Minnesota(8/7/2019)
IAR
Minnesota(8/7/2019)
RR
Mississippi(5/23/2007)
IAR
Mississippi(5/23/2007)
RR
Missouri(11/4/2014)
IAR
Missouri(11/5/2014)
RR
Montana(12/13/2019)
IAR
Montana(12/16/2019)
RR
Nebraska(1/24/2023)
IAR
Nebraska(1/24/2023)
RR
Nevada(9/28/2018)
IAR
Nevada(10/4/2018)
RR
New Jersey(5/10/2007)
IAR
New Jersey(5/10/2007)
RR
New Mexico(10/14/2008)
IAR
New Mexico(5/10/2017)
RR
New York(1/17/2007)
IAR
New York(8/16/2021)
RR
North Carolina(3/26/2003)
IAR
North Carolina(3/26/2003)
RR
Ohio(9/13/2006)
IAR
Ohio(7/30/2007)
RR
Oregon(1/21/2014)
IAR
Oregon(1/21/2014)
RR
Pennsylvania(8/18/2006)
IAR
Pennsylvania(8/18/2006)
RR
Rhode Island(1/14/2011)
IAR
Rhode Island(1/14/2011)
RR
South Carolina(3/26/2003)
IAR
South Carolina(8/21/2006)
RR
South Dakota(1/19/2023)
IAR
South Dakota(1/23/2023)
RR
Tennessee(8/18/2006)
IAR
Tennessee(9/25/2025)
RR
Texas(8/18/2006)
IAR
Texas(8/18/2006)
RR
Utah(10/5/2020)
IAR
Utah(10/5/2020)
RR
Vermont(3/23/2011)
RR
Virginia(8/18/2006)
IAR
Virginia(8/18/2006)
RR
Washington(2/2/2007)
IAR
Washington(2/2/2007)
RR
West Virginia(1/14/2011)
IAR
West Virginia(1/18/2011)
RR
Wisconsin(1/19/2023)
IAR
Wisconsin(1/19/2023)
RR
Wyoming(4/15/2024)
IAR
Wyoming(4/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Greensboro, NC 27401TRUST BUT VERIFY
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