Larry A. Pritchett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Anesworth Pritchett JR was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1987. Larry had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - January 28, 2014
VESTECH SECURITIES, INC.
March 21, 2002 - December 31, 2010
BTS ASSET MANAGEMENT, INC.
August 20, 2001 - January 28, 2014
VESTECH SECURITIES, INC.
September 28, 1995 - August 24, 2001
CAREY, THOMAS, HOOVER, & BREAULT, INC.
July 31, 1993 - September 27, 1995
CITIGROUP GLOBAL MARKETS INC.
July 24, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VESTECH SECURITIES, INC.
CRD#: 41409 / SEC#: , 8-49409
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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