Steven L. Stahler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lee Stahler, who also goes by Steve Stahler, was a registered financial advisor .
Steven is a previously registered financial advisor and started their career in finance in 1987. Steven had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2012 - November 1, 2013
LOWELL & COMPANY, INC.
August 20, 2012 - November 1, 2013
LOWELL & COMPANY, INC.
January 3, 2012 - August 15, 2012
AUSDAL FINANCIAL PARTNERS, INC.
December 22, 2011 - August 15, 2012
AUSDAL FINANCIAL PARTNERS, INC.
June 19, 2009 - December 21, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
June 12, 2009 - December 21, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 24, 2003 - June 12, 2009
VSR FINANCIAL SERVICES, INC.
January 1, 1999 - February 7, 2003
THE MASTERS, INC.
October 16, 1992 - June 12, 2009
VSR FINANCIAL SERVICES, INC.
August 14, 1991 - November 6, 1992
KINGLAND CAPITAL CORPORATION
July 22, 1987 - August 16, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOWELL & COMPANY, INC.
CRD#: 24913 / SEC#: 801-69460, 8-41437
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOWELL, WILLIAM HAMILTON | CHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROP | 1158722 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
