Paul A. Lesica
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Anthony Lesica was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 7 firms and has passed the Series 63, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2010 - September 16, 2013
BMO CAPITAL MARKETS GKST INC.
August 25, 2008 - September 17, 2010
OPPENHEIMER & CO. INC.
April 24, 2007 - September 10, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 6, 2003 - August 27, 2007
RYAN BECK & CO.
June 20, 2001 - March 25, 2003
QUICK & REILLY, INC.
January 1, 1997 - April 20, 2001
GRUNTAL & CO., L.L.C.
August 31, 1993 - November 13, 1995
TITUS & DONNELLY LLC
August 18, 1987 - October 1, 1988
TITUS & DONNELLY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BMO CAPITAL MARKETS GKST INC.
CRD#: 8352 / SEC#: , 8-25091
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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