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Brett D. Mckamey
GOELZER INVESTMENT MANAGEMENT
CARMEL, IN 46032
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CRD#: 1706545
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Professional summary
Brett Dean Mckamey is a registered financial advisor currently at GOELZER INVESTMENT MANAGEMENT located in Carmel, Indiana.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Brett has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIMITED PARTNER, JC EVANSVILLE, LP, INDIANAPOLIS, INDIANA, MAY 2008 TO PRESENT.
THIS OUTSIDE PARTNERSHIP INTEREST TAKES UP LESS THAN 4 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS.
Director - Booth Tarkenton Civic Theatre
Director - Indiana Landmarks
Life Trustee - Nature Conservancy
CRS (Client Relationship Summary) - RIA
Click below to view Brett Dean Mckamey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 1999 - Present
GOELZER INVESTMENT MANAGEMENT
Office #1: 10 East Main Street Suite 110, Carmel, IN 46032RIA
CRD#: 44402
CARMEL, IN
Past
June 10, 1998 - June 23, 2015
GOELZER INVESTMENT MANAGEMENT
BD
CRD#: 44402
INDIANAPOLIS, IN
Past
January 22, 1990 - September 24, 1999
GOELZER INVESTMENT MANAGEMENT
BD
CRD#: 3942
INDIANAPOLIS, IN
Past
April 11, 1988 - October 11, 1989
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
July 22, 1987 - April 11, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GOELZER INVESTMENT MANAGEMENT
GIM INVESTMENT SERVICES, INC. | GPRO | GOELZER INVESTMENT MANAGEMENT, INC. | GOELZER INVESTMENT MANAGEMENT
CRD#: 44402 / SEC#: 801-55588, 8-50682
RIA
Registered Investment Advisory firm - SEC (6/30/1998 Approved)BD
Terminated by SEC on 08/22/2015
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/7/2015)
IAR
California(1/24/2014)
IAR
Georgia(8/12/2013)
IAR
Indiana(1/19/1999)
IAR
Nebraska(9/18/2003)
IAR
Ohio(6/23/2015)
IAR
Texas(5/10/2002)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
GI
GOELZER INVESTMENT MANAGEMENT
GIM INVESTMENT SERVICES, INC. | GPRO | GOELZER INVESTMENT MANAGEMENT, INC. | GOELZER INVESTMENT MANAGEMENT
CRD#: 44402 / SEC#: 801-55588, 8-50682
RIA
Registered Investment Advisory firm - SEC (6/30/1998 Approved)BD
Terminated by SEC on 08/22/2015
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Contact information
Main Address
10 East Main Street Suite 110, Carmel, IN 46032
Mailing Address
Phone number
(317) 264-2600
Established
Indiana since 10/16/1997
Firm type
Corporation
Fiscal year end
December
# of Employees
35
SEC notice filing (21 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FREIHOFER, LISA GOELZER | OWNER | |
| GOELZER, GREGORY WILLIAM | VICE CHAIRMAN AND CEO | 1040238 |
| GOELZER, SANDRA KAY | OWNER | |
| JOAN B GOELZER CREDIT SHELTER TR U/A DTD 1-17-1991 | OWNER | |
| MCKAMEY, BRETT DEAN | PRESIDENT AND COO | 1706545 |
| CONCANNON, JAMES ANDREW | OWNER | 1722214 |
| GOELZER EMPLOYEE STOCK OWNERSHIP PLAN | OWNER | |
| SMITH, NEAL ANDREW | OWNER | 2168145 |
| BUSH, JEFFREY ADAM | CHIEF COMPLIANCE OFFICER | 6157908 |
| RYNERSON, DEBRA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1741218 |
Regulatory assets under management
| Total Number of Accounts | 877 |
| AUM (Assets Under Management) | $ 3,846,550,007 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
