JB
John A. Beirne
BEIRNE.
Shelton, CT 06484
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CRD#: 17064
JB
Professional summary
John Anthony Beirne JR., CIMA®, who also goes by John A Beirne Jr, John Anthony Beirne Jr, is a registered financial advisor currently at BEIRNE. located in Shelton, Connecticut.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1967. John has worked at 6 firms and has passed the Series 65, Series 63, Series 31, PC and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John A Beirne Jr | John Anthony Beirne Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)QUINCEPOL LLC; QUINCEPOL LLC IS THE US HOLDING COMPANY OF NATVIANA, BASED IN LUBLIN, POLAND. THIS IS NOT AN INVESTMENT-RELATED BUSINESS. THE COMPANY ENGAGES IN SELLING NATURAL MINERAL WATER TO THE POLISH MARKET; THE COMPANY OWNS AN AQUIFIER AND A FACTORY HAS BEEN BUILT AT THE SITE AND BOTTLES THE WATER. I HAVE A PASSIVE INVESTMENT IN THIS PRIVATE ENTITY AND I AM ALSO A MEMBER OF THE BOARD OF DIRECTORS; START DATE: 10/2002 I DEVOTE APPROXIMATELY FIVE HOURS /MONTH TO THIS BUSINESS; I SPEND NO TIME AT THIS BUSINESS DURING TRADING HOURS. I RECEIVE NO COMPENSATION FOR MY WORK AS A MEMBER OF THE BOARD OF DIRECTORS. (2) LONGFORD CAPITAL FUND II, LP, 35 WEST WACKER DRIVE, SUITE 3700,CHICAGO, IL 60601 . START DATE- 8/31/2017 TITLE- MEMBER OF 5 PERSON LIMITED PARTNER ADVISORY COMMITTEE (THE "LPAC")FOR LONGFORD CAPITAL FUND II, LP (THE "FUND"). INVESTMENT RELATED- THE LPAC REPRESENTS THE INTERESTS OF THE LIMITED PARTNERS OF THE FUND IN ASSISTING AND RESOLVING POTENTIAL CONFLICTS BETWEEN THE FUND AND LCM OR RELATED ENTTITIES. I SPEND A HALF HOUR PER MONTH OR LESS DEPENDING ON WHETHER OR NOT THE LPAC IS CONVENED. I SPEND NO TIME DURING TRADING HOURS. I RECEIVE NO COMPENSATION FOR MY WORK AS A MEMBER OF THE FUND'S LPAC.
CRS (Client Relationship Summary) - RIA
Click below to view John Anthony Beirne JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 22, 2013 - Present
BEIRNE.
Office #1: 3 Enterprise Drive Suite 410, Shelton, CT 06484RIA
CRD#: 167103
Shelton, CT
Past
January 25, 2012 - September 15, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
MILFORD, CT
Past
January 20, 2012 - March 19, 2013
BEIRNE WEALTH CONSULTING, LLC
RIA
CRD#: 160184
MILFORD, CT
Past
September 22, 1987 - January 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW HAVEN, CT
Past
September 26, 1978 - January 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW HAVEN, CT
Past
January 15, 1975 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
BD
CRD#: 6802
Past
March 6, 1967 - January 15, 1975
WHITE, WELD & CO., INCORPORATED
BD
CRD#: 889
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BE
BEIRNE.
BEIRNE | BEIRNE. | BEIRNE WEALTH CONSULTING SERVICES, LLC | BEIRNE GROUP
CRD#: 167103 / SEC#: 801-77726
RIA
Registered Investment Advisory firm - (2/1/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/31/2023)
IAR
Connecticut(3/25/2013)
IAR
Florida(3/11/2015)
IAR
New Jersey(9/7/2023)
IAR
New York(8/31/2023)
IAR
Pennsylvania(8/26/2019)
IAR
Texas(3/22/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 9/7/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 3/3/1967
Registered Representative ExaminationCurrent Firm
BE
BEIRNE.
BEIRNE | BEIRNE. | BEIRNE WEALTH CONSULTING SERVICES, LLC | BEIRNE GROUP
CRD#: 167103 / SEC#: 801-77726
RIA
Registered Investment Advisory firm - (2/1/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3 Enterprise Drive Suite 410, Shelton, CT 06484
Mailing Address
Phone number
(203) 701-8606
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,153 |
| AUM (Assets Under Management) | $ 1,199,023,633 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 12/17/2024 | ||
| 05/13/2024 | ||
| 11/08/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BEIRNE.
CRD#: 167103Shelton, CT 06484TRUST BUT VERIFY
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