Theodore Richard Palfini
Professional Summary
Theodore Richard Palfini, who also goes by Ted Palfini, is a registered financial advisor currently at CAVALOT CAPITAL located in Redding, California. Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Theodore has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ted Palfini
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CAVALOT CAPITAL | CAVALOT CAPITAL LLC
Contact Information
Main Address
880 Northwood Blvd Ste 2b, Incline Village, NV 89451Mailing Address
10266 Truckee Airport Rd Ste C, Truckee, CA 96161Phone Number
(720) 238-0153# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
265AUM (Assets Under Management)
$64,070,554Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/9/2023)
(1/6/2023)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Theodore Richard Palfini's CRS (Customer Relationship Summary).
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