Robert L. Margetic

REDWOOD FINANCIAL ADVISORS,

San Rafael, CA 94903

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CRD#: 1706020

Professional summary

Robert Louis Margetic, who also goes by Robert L Margetic, is a registered financial advisor currently at REDWOOD FINANCIAL ADVISORS, INC located in San Rafael, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert L Margetic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REDWOOD FINANCIAL GROUP, INC., OWNER/SOLE PROPRIETOR; 40%; PRESIDENT; 165 N. REDWOOD DRIVE, #170, SAN RAFAEL, CA 94903, ADMINISTRATION OF CHARITABLE REMAINDER TRUSTS; 20% OF TIME DEVOTED; DUTIES: MARKETING & TECHNICAL SUPPORT. MGMNT. DECISION MAKING. WEALTHNET CHARITABLE GIFT FUND; PRES., 501C3 NON-PROFIT CORP.; 10%; EXEC. DECISIONS, TAX FILING, COMPLETE ALL ADMIN WORK; NON-PROFIT RECEIVES DONATIONS & SETS UP DONOR ADVISED ACCTS FOR INDIVIDUALS & PROCESSES THE ADMINISTRATIVE WORK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Margetic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 1997 - Present

REDWOOD FINANCIAL ADVISORS, INC

Office #1: 165 N. Redwood Dr. #170, San Rafael, CA 94903

RIA

CRD#: 119798

San Rafael, CA

Past

October 31, 2003 - October 17, 2011

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

SAN RAFAEL, CA

Past

October 31, 2003 - October 17, 2011

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

SAN RAFAEL, CA

Past

July 8, 1997 - November 18, 2003

IFG ADVISORY SERVICES INC

RIA

CRD#: 105316

SAN RAFAEL, CA

Past

October 31, 1994 - November 18, 2003

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

March 28, 1991 - October 27, 1994

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

LITTLETON, CO

Past

October 5, 1989 - November 20, 1990

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Past

July 6, 1989 - November 20, 1989

G. R. PHELPS & CO., INC.

CRD#: 173

Past

August 18, 1987 - April 27, 1989

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/9/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/26/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Current Firm

REDWOOD FINANCIAL ADVISORS, INC

REDWOOD FINANCIAL ADVISORS, INC | REDWOOD FINANCIAL GROUP, INC.

CRD#: 119798 / SEC#:

California

Registered Investment Advisory firm - (10/9/1997 Approved)

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Contact information

Main Address

165 N. Redwood Dr. #170, San Rafael, CA 94903

Mailing Address

Phone number

(415) 472-1510

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 15,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Margetic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Margetic's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDWOOD FINANCIAL ADVISORS, INC

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

IFG ADVISORY SERVICES INC

IFG NETWORK SECURITIES, INC.

CONSOLIDATED INVESTMENT SERVICES, INC.

LONDON PACIFIC SECURITIES, INC.

G. R. PHELPS & CO., INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/26/1988

Series 7

Date: 8/15/1987

Current Firm

REDWOOD FINANCIAL ADVISORS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REDWOOD FINANCIAL ADVISORS, INC

TRUST BUT VERIFY

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