Christopher R. Doubek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Doubek, who also goes by Chris Doubek, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2019 - July 20, 2021
ALPINE SECURITIES CORPORATION
June 18, 2008 - January 6, 2009
MILSTREAM SECURITIES LLC
November 17, 2003 - May 22, 2006
MARKET WISE SECURITIES, LLC
February 11, 1999 - May 18, 2006
TERRA NOVA FINANCIAL, LLC
January 8, 1998 - October 23, 1998
WAVE SECURITIES, LLC
May 29, 1991 - April 10, 1996
TD AMERITRADE, INC.
July 25, 1989 - January 8, 1990
ASB FINANCIAL SERVICES
February 29, 1988 - February 24, 1989
MORGAN STANLEY DW INC.
November 25, 1987 - February 8, 1988
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationSeries 8
Date: 3/25/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALPINE SECURITIES CORPORATION
CRD#: 14952 / SEC#: , 8-31464
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 45 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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