Indra Ramsahai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Indra Ramsahai was a registered financial professional .
Indra is a previously registered financial professional and started their career in finance in 1987. Indra had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2018 - August 28, 2018
JOSEPH STONE CAPITAL L.L.C.
December 19, 2013 - May 6, 2016
PRINCIPAL SECURITIES, INC.
March 23, 2010 - October 18, 2013
AEGIS CAPITAL CORP.
September 10, 2008 - March 30, 2010
GUNNALLEN FINANCIAL, INC
September 22, 1998 - September 9, 2008
JOSEPH GUNNAR & CO. LLC
July 2, 1990 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
July 11, 1989 - August 16, 1990
GLOBAL CAPITAL SECURITIES, INC.
February 28, 1989 - July 5, 1989
LEVCO SECURITIES CORP.
March 3, 1988 - March 10, 1989
INVESTORS CENTER, INC.
November 25, 1987 - April 4, 1988
BROADCORT CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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