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SF

Shonale A. Franks

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CRD#: 1705557
SF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shonale Anne Franks, who also goes by Shona Burke, Shonale Anne Burke, was a registered financial professional .

Shonale is a previously registered financial professional and started their career in finance in 1987. Shonale had worked at 1 firm and has passed the Series 27 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Shona Burke | Shonale Anne Burke

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 24, 1987 - February 26, 1993

BEYER & COMPANY

BD
CRD#: 1243

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 27
Date: 11/20/1987
Financial and Operations Principal Examination

Current Firm


B&
BEYER & COMPANY
BEYER & COMPANY | OELERICH & ASSOCIATES

CRD#: 1243 / SEC#: , 8-519

BD
Terminated by SEC on 09/27/2005
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Contact information


Main Address
Mailing Address
Phone number
Established
Iowa since 07/22/1946
Firm type
Corporation
Fiscal year end
May
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BEYER, KERRY JOHNPRESIDENT1405590
ROCK, DEAN ALLENCCO; VICE PRESIDENT; SECRETARY TREASURER727687
MATHESON, MICHAEL ALLENFINANCIAL OPERATIONS PRINCIPAL2553786
WELTER, THOMAS ALBERTFINANCIAL OPERATIONS PRINCIPAL873213

Disclosures


Regulatory Event10

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BEYER & COMPANY

CRD#: 1243

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