Thomas J. Ferrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Ferrick, CFP®, who also goes by Bub Ferrick, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
November 7, 2011 - September 17, 2013
BUELL SECURITIES CORP.
October 12, 2006 - October 28, 2011
COBURN & MEREDITH, INC.
October 12, 2006 - October 28, 2011
COBURN & MEREDITH, INC.
January 7, 2003 - October 2, 2006
OHANESIAN / LECOURS, INC.
January 7, 2003 - October 2, 2006
OHANESIAN / LECOURS, INC.
September 21, 1995 - December 10, 2002
MORGAN STANLEY DW INC.
September 5, 1995 - December 10, 2002
MORGAN STANLEY DW INC.
March 2, 1988 - September 8, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 1988 - March 7, 1988
HOPPER SOLIDAY & CO., INC.
July 21, 1987 - January 25, 1988
ROBERT C. CARR & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BUELL SECURITIES CORP.
CRD#: 1342 / SEC#: , 8-22058
Contact information
FINRA licenses (21 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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