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DB

David K. Blume

EDGEMONT CAPITAL PARTNERS, L.P.
New York, NY 10019
Some features on this profile are disabled
CRD#: 1705458
DB

Professional summary

David Keith Blume is a registered financial professional currently at EDGEMONT CAPITAL PARTNERS, L.P. located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 5 firms and has passed the SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Keith Blume's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2003 - Present

EDGEMONT CAPITAL PARTNERS, L.P.

Office #1: 787 7th Avenue 49th Floor, New York, NY, 10019Office #2: 787 7th Avenue 49th Floor, New York, NY, 10019
BD
CRD#: 122572
New York, NY
Past

October 27, 1999 - February 26, 2002

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 20, 1994 - October 25, 1999

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 6, 1992 - June 10, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

April 10, 1991 - August 24, 1992

PATRICOF SECURITIES CORP.

BD
CRD#: 23580
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/7/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 4/9/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/19/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EC
EDGEMONT CAPITAL PARTNERS, L.P.
EDGEMONT CAPITAL PARTNERS, L.P.

CRD#: 122572 / SEC#: , 8-65521

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
787 7th Avenue 49th Floor, New York, NY, 10019
Mailing Address
787 7th Avenue 49th Floor, New York, NY, 10019
Phone number
(212) 867-8935
Established
Delaware since 12/20/2001
Firm type
Partnership
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLUME, DAVID KEITHLIMITED PARTNER / CEO1705458
SWEARINGEN, JEFFREY BROWNLIMITED PARTNER, POO4588895
GOLDENBERG, YEVGENIYOWNER5150400
EDGEMONT CAPITAL HOLDINGS, LLCGEN. PARTNER
IVAN, JOHN MICHAELCCO1292150
WAY, GEORGE MICHAELFINOP, PFO4609124

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EDGEMONT CAPITAL PARTNERS, L.P.

CRD#: 122572New York, NY 10019

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