Karen A. Macalla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Ann Macalla, who also goes by Karen Ann Prinster, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1987. Karen had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 1989 - February 22, 1990
FIRST INTERSTATE DISCOUNT BROKERAGE
February 18, 1988 - January 2, 1989
FIRST INTERSTATE BROKERAGE OF TEXAS, INC.
July 22, 1987 - November 28, 1987
MARK TWAIN BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST INTERSTATE DISCOUNT BROKERAGE
CRD#: 14371 / SEC#: , 8-30598
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
