SC
Sharlee L. Cretors
AVIOR WEALTH MANAGEMENT
SCOTTSDALE, AZ
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CRD#: 1705242
SC
Professional summary
Sharlee Lorene Cretors, CFP®, who also goes by Sharlee Lorene Bales, is a registered financial advisor currently at AVIOR WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.
Sharlee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Sharlee has worked at 7 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sharlee Lorene Bales
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: OPTIMIZED BUSINESS TRANSITIONS, LLC NOT INVESTMENT RELATED
ADDRESS: 12568 E. SILVER SPUR STREET, SCOTTSDALE AZ 85259
NATURE OF BUSINESS: SPECIALIZES IN ASSISTING BUSINESS OWNERS WITH UNDERSTANDING THEIR OPTIONS FOR BUSINESS TRANSITION AND COORDINATING THIS TRANSITION PROCESS WITH THE OTHER MEMBERS OF THEIR ADVISORY TEAM. POSITION: OWNER, MANAGING MEMBER
START DATE: 06/2010
NUMBER OF HOURS: 10/MONTH. 0/MONTH DURING TRADING HOURS
DUTIES: ASSISTING BUSINESS OWNERS WITH IMPLEMENTING AND EXECUTING A PLAN FOR BUSINESS TRANSITION.
SHARLEE CRETORS IS A STATUTORY AGENT OF BOPAR ENTERPRISES LLC, SADDLEBACK 52 LLC, CHESTNUT WAY LLC, AND BAYCLIFF LLC. THESE ARE ENTITIES OF SHARLEE'S MOTHER-IN-LAW AND HER CAPACITY IS STRICTLY ADMINISTRATIVE AND IS NOT INVESTMENT RELATED. START DATE IS MARCH 2012. THERE ARE NO HOURS DEVOTED TO THIS AS IT IS A STATIC ROLE REQUIRING NO TIME. THE DUTIES ARE UPDATING CORPORATE FILINGS AS NECESSARY AND RECEIVING MAILINGS FROM THE ARIZONA CORPORATIONS COMMISSION.
CRS (Client Relationship Summary) - RIA
Click below to view Sharlee Lorene Cretors's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
May 25, 2023 - Present
AVIOR WEALTH MANAGEMENT, LLC
RIA
CRD#: 148674
SCOTTSDALE, AZ
Past
June 18, 2012 - November 20, 2012
TIGER EYE FINANCIAL LLC
RIA
CRD#: 162597
SCOTTSDALE, AZ
Past
May 12, 2005 - March 15, 2023
S.C. FINANCIAL SERVICES, INC.
RIA
CRD#: 127012
SCOTTSDALE, AZ
Past
July 30, 2004 - May 2, 2005
ZIONS CAPITAL ADVISORS, INC.
RIA
CRD#: 131308
SCOTTSDALE, AZ
Past
June 17, 2003 - August 5, 2003
ROWLAND CARMICHAEL ADVISORS INC
RIA
CRD#: 105766
SCOTTSDALE, AZ
Past
June 16, 2003 - July 13, 2004
S.C. FINANCIAL SERVICES, INC.
RIA
CRD#: 127012
SCOTTSDALE, AZ
Past
February 7, 1989 - December 31, 2002
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
August 20, 1987 - July 11, 1988
HALL & COMPANY INCORPORATED
BD
CRD#: 13711
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - (12/4/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/15/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - (12/4/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14301 First National Bank Parkway Suite 410, Omaha, NE 68154
Mailing Address
Phone number
(402) 218-4064
Established
Firm type
Fiscal year end
# of Employees
201
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,385 |
| AUM (Assets Under Management) | $ 5,083,670,234 |
Red Flags
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