Jeffrey A. Mullen

MADISON PARK CAPITAL ADVISORS

Seattle, WA 98104

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CRD#: 1705197

Professional summary

Jeffrey Alan Mullen, who also goes by Jeffrey Mullen, is a registered financial advisor currently at MADISON PARK CAPITAL ADVISORS, LLC located in Seattle, Washington.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jeffrey has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Mullen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ADVISOR WITH SEATTLE PACIFIC UNIVERSITY FOUNDATION TO SERVE AS BOARD CHAIRMAN OF THE TELEIOS MEN'S FELLOWSHIP (THE "ENTITY").

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Mullen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2014 - Present

MADISON PARK CAPITAL ADVISORS, LLC

Office #1: 701 Fifth Avenue Suite 4200, Seattle, WA 98104

RIA

CRD#: 172780

Seattle, WA

Past

September 26, 2008 - November 24, 2014

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

SEATTLE, WA

Past

September 26, 2008 - November 24, 2014

RBC CAPITAL MARKETS, LLC

CRD#: 31194

SEATTLE, WA

Past

April 2, 2007 - October 6, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SEATTLE, WA

Past

April 2, 2007 - October 6, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

SEATTLE, WA

Past

December 1, 1991 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SEATTLE, WA

Past

August 20, 1987 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADISON PARK CAPITAL ADVISORS, LLC

CRD#: 172780 / SEC#: 801-80446

RIA

Registered Investment Advisory firm - (10/15/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/6/2022)

IAR

Washington
(11/24/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/25/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/24/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/9/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Current Firm

MADISON PARK CAPITAL ADVISORS, LLC

CRD#: 172780 / SEC#: 801-80446

RIA

Registered Investment Advisory firm - (10/15/2014 Approved)

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Contact information

Main Address

701 Fifth Avenue Suite 4200, Seattle, WA 98104

Mailing Address

Phone number

(206) 623-6722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MPCA FORM ADV PART 2A BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	1,041
AUM (Assets Under Management)	$ 272,642,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey A. Mullen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Mullen's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MADISON PARK CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2009

Series 63

Date: 8/25/1987

SIE

Date: 11/24/2014

Series 31

Date: 4/9/2005

Series 7

Date: 8/15/1987

Current Firm

MADISON PARK CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADISON PARK CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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