John R. Crittenden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John R Crittenden, who also goes by John Richard Crittenden, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 16 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2023 - September 7, 2023
SEVERIN INVESTMENTS LLC
July 25, 2008 - September 12, 2012
CROWELL, WEEDON & CO.
July 24, 2008 - September 12, 2012
CROWELL, WEEDON & CO.
April 29, 2008 - June 3, 2008
BROWNDORF PEM, LLC
March 2, 2007 - February 29, 2008
PROCTOR INVESTMENT DISTRIBUTORS, LLC
February 19, 2007 - March 2, 2007
OVERTURE SECURITIES LLC
April 18, 2005 - June 16, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 2005 - June 16, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 2002 - April 18, 2005
MORGAN STANLEY DW INC.
August 28, 2001 - April 18, 2005
MORGAN STANLEY DW INC.
April 16, 2001 - July 17, 2001
A. G. EDWARDS & SONS, INC.
June 22, 1995 - June 28, 1996
UBS FINANCIAL SERVICES INC.
October 15, 1993 - June 29, 1995
CITIGROUP GLOBAL MARKETS INC.
June 13, 1991 - October 19, 1993
ROBERT W. BAIRD & CO. INCORPORATED
September 4, 1990 - June 18, 1991
WELLS FARGO CLEARING SERVICES, LLC
July 10, 1990 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
April 6, 1989 - January 11, 1990
PRUCO SECURITIES, LLC.
September 19, 1988 - April 10, 1989
COORDINATED CAPITAL SECURITIES, INC.
August 18, 1987 - October 6, 1988
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
SEVERIN INVESTMENTS LLC
CRD#: 166567 / SEC#: 801-118181
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEVERIN INVESTMENTS LLC
CRD#: 166567 / SEC#: 801-118181
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 564 |
| AUM (Assets Under Management) | $ 141,853,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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